Rating Schedule for The Shoulder and Upper Arm

IMPORTANT NOTE:

  • For the purposes of Range of Motion (ROM), the examiner/rater are REQUIRED to consider flair ups in your conditions. Meaning, if you do not happen to have an Examination on your worst day, the examiner is required to reasonably estimate your impairment on your worst day! The rater is required to use this estimate, unless your ROM is somehow noted as being worse during ROM testing during the exam. In any event, the rater is to use the most impaired ROM measurements noted by the examiner!

NOTE:

  • For Veterans who are ambidextrous the affected limb WILL be considered dominant.

Amputation Rule

  • Veterans CANNOT have a total Combined rating for places in the body higher than a Veteran who had those areas amputated. IE A veteran who has various disabilities in their knee, ankle, and foot; Those ratings cannot combine to be more than a Veteran who had their leg amputated just above the knee.


5120/5121/5122 Amputation

Veteran is entitled to Special Monthly Compensation.

Dominant Rating Non-Dominant Rating
Degree of Amputation
80% 70% Below the point where the Deltoid attaches to the arm.
90% 80% Below the shoulder, but above the point where the Deltoid attaches to the arm.
90% 90% From the shoulder joint down.
100% 100% Forequarter amputation (involving complete removal of the humerus along with any portion of the scapula, clavicle, and/or ribs).

5200 Lose of Use (Ankylosis)

When the shoulder joint cannot be moved at all.

Abduction: Arm is raised to the side.

Dominant Rating Non-Dominant Rating
Degree of Abduction
30% 20% Limited to 60° or more.
40% 30% Between 25° and 60°.
50% 40% Limited to 25° or less.

5051 Shoulder Replacement (Prosthesis)

Dominant Rating
Non-Dominant Rating
Description
30% 20% Minimum rating.
60% 50% Chronic residuals consisting of severe, painful motion or weakness in the affected extremity.
100% 100% For 1 year following the operation.

5201 Ratings Based Off Limitations of Range of Motion (ROM)

When Veterans cannot raise their arm to their side (abduction) or directly in font of them (flexion).

PYRAMIDING NOTE:

  • Veterans will NOT receive separate ratings if both their abduction and flexion range of motions are affected.

Dominant Rating
Non-Dominant Rating
Limitation of Abduction or Flexion
20% 20% No more than 90° (shoulder level).
30% 20% No more than 45°.
40% 30% 25° or less.

Dislocations

When things pop out of place.

PYRAMIDING NOTES:

  • If dislocation(s) impact ROM, then separate evaluations for ROM and dislocation(s) are NOT allowed; you will get the higher of the 2 evaluations.

  • If dislocation does NOT impact ROM, then you CAN have a separate evaluation for ROM AND dislocation.

  • If BOTH bones dislocate AND BOTH do NOT impact ROM, separate evaluations CAN be awarded for BOTH dislocations AND ROM.

  • Separate grants for collar bone/shoulder bone dislocation and collar bone/shoulder bone healing issues are NOT allowed.


5202a Upper Arm (Humerus Bone)

Dominant Rating
Non-Dominant Rating
Description
20% 20% Infrequent episodes and guarding of movement only at shoulder level.
30% 20% Frequent episodes and guarding of all arm movements.

5203a Collar Bone (Clavicle)

When the collar bone dislocates from the shoulder bone (scapula).

Dominant Rating
Non-Dominant Rating
Description
20% 20% When bone is dislocated.

Bones

When things go missing, break, or never heal.

PYRAMIDING NOTES:

  • If the bone(s) impact ROM, then separate evaluations for ROM and dislocation are NOT allowed; you will get the higher of the 2 evaluations.

  • If the bone does NOT impact ROM, then you CAN have a separate evaluation for ROM AND dislocation.

  • If BOTH bones healed poorly and/or were removed AND BOTH do NOT impact ROM, then separate evaluations CAN be awarded for BOTH bones AND ROM.

  • Separate grants for collar bone/shoulder bone dislocation and collar bone/shoulder bone healing issues are NOT allowed.


5202b Upper Arm (Humerus Bone)

Funniest bone in the body.

Dominant Rating
Non-Dominant Rating
Description
20% 20% Bone broke and healed improperly, causing a slight visual deformity.
30% 20% Bone broke and healed improperly, causing a SEVERE visual deformity.
50% 40% Bone is connected to the shoulder by muscle and other tissues instead of bone (fibrous union).
60% 50% Neck of the bone never heals (false flail joint).
80% 70% Head of the bone has been removed (flail shoulder).

5203b Collar Bone (Clavicle) or Shoulder Bone (Scapula)

The following ratings and descriptions apply to both of these bones. The Veteran does not need to have both bones affected.

Dominant Rating
Non-Dominant Rating
Description
10% 10% Bone broke and healed improperly.
10% 10% Bone broke and never healed.
20% 20% Bone broke and never healed. Resulting in loose or uncontrolled movement.

Miscellaneous Ratings

The Veteran will NOT receive an additional rating if they fit the criteria of any of these miscellaneous cases. The Veteran will get a single rating for the ROM or Miscellaneous rating; Whichever rating is higher!


Pain with Motion

PYRAMIDING NOTE:

  • When there is an award based on pain with motion with movement of the shoulder. The VA will only award a SINGLE rating under range of motion! No matter how many ranges of motion are impacted!

Rating
Description
20%
Pain with motion.

Arthritis

When a Veteran's arthritis does not warrant a rating based upon ROM or other miscellaneous situations. The Veteran's condition will be rated under degenerative arthritis.

For an explanation of arthritis ratings click HERE.

Disability Benefits Questionnaire (DBQs)

To get an idea of how a C&P exam will be conducted it is recommended that the Veteran look at the applicable DBQ.

Veteran's may ask a physician to complete a DBQ on their behalf to submit with their claim. For more information on DBQs click HERE.

Having Trouble Finding Your Condition?

  • Click HERE to view the Master Condition List.